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Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them.

Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself.

As a Stock Plan & Trade Desk Support Specialist, you will play a key role in executing and supporting back-office brokerage transactions tied to Empower Personal Wealth’s stock plan services. You’ll manage trade reviews, reconciliations, and error corrections while partnering with internal stakeholders to ensure a high-integrity trade environment and continuously improve operations.

What you will do

• Execute and review stock plan-related trades, including RSU vesting, 10b5-1 instructions, ESPP events, and option exercises

• Conduct timely reconciliations and trade corrections across platforms, ensuring accuracy and completeness

• Serve as a key liaison to stock plan representatives, offering guidance prior to trade execution

• Manage daily margin (IFA) notices, voluntary corporate action approvals, and service center requests

• Support compliance and supervisory efforts by addressing escalations, internal audits, and documentation requests

• Collaborate with clearing firms to validate trade accuracy and ensure timely processing of Not Held orders

• Provide training and operational guidance to team members while helping resolve exceptions and service issues

What you will bring

• Bachelor’s degree required, preferably in a relevant discipline

• 2+ years of experience in financial services, ideally within stock plan services or brokerage operations

• FINRA Series 7 registration and fingerprinting required

• Direct experience with equity and options trading and brokerage operations

• Working knowledge of fixed income and municipal products and markets

• Familiarity with Pershing's NetX360 trading platform preferred

• Proficiency in Microsoft Office tools, including Excel, Word, and SharePoint

What will set you apart

• Strong understanding of stock plan trading processes, trade allocations, and corrections

• Ability to work independently on high-volume operational tasks

• Proven capability to manage escalated issues with professionalism and urgency

• Excellent organizational skills with strong attention to detail

#PJPW

***Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time, including CPT/OPT.***

What we offer you

We offer an array of diverse and inclusive benefits regardless of where you are in your career. We believe that providing our employees with the means to lead healthy balanced lives results in the best possible work performance.

• Medical, dental, vision and life insurance
• Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup
• Tuition reimbursement up to $5,250/year
• Business-casual environment that includes the option to wear jeans
• Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year
• Paid volunteer time — 16 hours per calendar year
• Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)
• Business Resource Groups (BRGs) – BRGs facilitate inclusion and collaboration across our business internally and throughout the communities where we live, work and play. BRGs are open to all.

Base Salary Range

$54,200.00 - $74,600.00

The salary range above shows the typical minimum to maximum base salary range for this position in the location listed. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation offered may vary from posted hiring range based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.

Equal opportunity employer • Drug-free workplace

We are an equal opportunity employer with a commitment to diversity. All individuals, regardless of personal characteristics, are encouraged to apply. All qualified applicants will receive consideration for employment without regard to age (40 and over), race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.

***For remote and hybrid positions you will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption. You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet. Other necessary computer equipment, will be provided. You may be required to work in the office if you do not have an adequate home work environment and the required internet connection.***

Job Posting End Date at 12:01 am on:

09-19-2025